Conflict of Interest Management
In compliance with the General Code of Conduct for Authorised Financial Services Providers and Representatives, Zororo Phumulani Investments (Pty) Ltd has developed this Conflict of Interest Management Policy.
This policy outlines how the organisation identifies, avoids, mitigates, and discloses any actual or potential conflicts of interest that may arise in the course of providing financial services. It explains the internal controls, procedures, and responsibilities in place to ensure that all employees and representatives act with integrity, impartiality, and in the best interests of clients.
The policy also details how conflicts are monitored, recorded, and reported, including disclosure requirements, staff declarations, and compliance oversight. It reinforces that non-compliance will be treated as serious misconduct and subject to disciplinary action.
Zororo Phumulani remains committed to maintaining transparency, accountability, and ethical conduct in all business relationships, ensuring that client interests are always placed above personal or corporate gain.
